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Cannabis Banking –

by on Compliance. Published November 3rd, 2022

Attorney Nathan McDonald Gives Presentation on Cannabis Banking at Southwest Association of Bank Counsel’s 2022 Annual Conference With more and […]

SEC Collects $1.1 Billion From Major Bank Affiliated Broker Dealers

by on Compliance. Published October 25th, 2022

For Use of WhatsApp and other Record-Keeping Violations On September 27, 2022, the Securities and Exchange Commission announced charges and […]

Financial Services Law Firm – What to Look for When Retaining

by on Financial Services. Published September 22nd, 2022

The best financial services law firm provides a broad, sophisticated, and deep legal practice that recognizes the complex and multilayered […]

Blockchain Could Transform the Financial Services Industry

by on Firm News. Published August 31st, 2022

Blockchain, or distributed ledger technology, has moved beyond its status as just the “backbone” of cryptocurrency and may be poised […]

Bank Compliance: CFPB Resurrects Disparate Impact Theory

by on Compliance. Published July 8th, 2022

After a long hiatus, the Consumer Financial Protection Bureau resumed use of the “disparate impact” theory under its fair lending […]

Rules Proposed for Corporate Transparency Act

by on Compliance. Published May 26th, 2022

Congress enacted the Corporate Transparency Act at the end of 2020 as part of the National Defense Authorization Act. See […]

Could Legislation Mean the End of the “Texas Two-Step?”

by on Financial Services. Published April 20th, 2022

Johnson & Johnson’s highly publicized use of the controversial legal strategy “Texas Two-Step” has spurred Congressional calls for bankruptcy reform  […]

Federal Agencies Signal a Renewed Focus on Cryptocurrency Regulations

by on Compliance. Published April 6th, 2022

Key Takeaways: Despite the explosion in popularity of cryptocurrency in recent years, the industry remains largely unregulated. SEC Chairman Gary […]

The Impact of Smart Contracts on Financial Services and Supply Chain Management

by on Compliance. Published February 17th, 2022

Blockchain-enabled automated contracts have the potential to transform how organizations conduct business—but their universal use faces some obstacles Key Takeaways: […]

An Update on Proposed Bankruptcy Reform and Relief Legislation

by on Financial Services. Published February 15th, 2022

Bankruptcy reform is a key agenda item for the Biden Administration, and several proposed bills providing relief to consumers are […]