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Category: Financial Services

Cannabis Banking –

by on Compliance. Published November 3rd, 2022

Attorney Nathan McDonald Gives Presentation on Cannabis Banking at Southwest Association of Bank Counsel’s 2022 Annual Conference With more and […]

SEC Collects $1.1 Billion From Major Bank Affiliated Broker Dealers

by on Compliance. Published October 25th, 2022

For Use of WhatsApp and other Record-Keeping Violations On September 27, 2022, the Securities and Exchange Commission announced charges and […]

Financial Services Law Firm – What to Look for When Retaining

by on Financial Services. Published September 22nd, 2022

The best financial services law firm provides a broad, sophisticated, and deep legal practice that recognizes the complex and multilayered […]

Could Legislation Mean the End of the “Texas Two-Step?”

by on Financial Services. Published April 20th, 2022

Johnson & Johnson’s highly publicized use of the controversial legal strategy “Texas Two-Step” has spurred Congressional calls for bankruptcy reform  […]

Federal Agencies Signal a Renewed Focus on Cryptocurrency Regulations

by on Compliance. Published April 6th, 2022

Key Takeaways: Despite the explosion in popularity of cryptocurrency in recent years, the industry remains largely unregulated. SEC Chairman Gary […]

An Update on Proposed Bankruptcy Reform and Relief Legislation

by on Financial Services. Published February 15th, 2022

Bankruptcy reform is a key agenda item for the Biden Administration, and several proposed bills providing relief to consumers are […]

Are New Challenges Ahead for the Booming Private Equity Sector?

by on Compliance. Published January 5th, 2022

Insiders are bullish after a record-breaking 2021, but calls for increased regulation are part of the overall forecast. Key Takeaways: […]

The US Supreme Court Opinion in Goldman Sachs v. Arkansas Teacher Retirement System

by on Financial Services. Published August 11th, 2021

Revisiting evidentiary issues and the Basic presumption in inflation-maintenance cases Two questions significant to securities laws’ jurisprudence were recently teed […]

White House Focuses FSOC Regulators on Climate Change Risks in Banking

by on Compliance. Published June 25th, 2021

Recently, the Biden Administration took another step toward incorporating environmental risk analysis into all financial institution oversight. The new executive […]

House Happenings: Update on Financial Services Legislation

by on Compliance. Published June 24th, 2021

The U.S. House of Representatives recently passed seven bills related to banking and financial services. The one that is likely […]