Category: Compliance
Corporate Governance 2021: Trends to Watch
Renewed crisis-management planning, DE&I initiatives, and other trends making a splash in corporate governance Key Takeaways: Overlapping crises in 2020 […]
SEC Amendments to Private Offering Framework
Publicly traded companies raise capital by selling their securities on national exchanges. The public offerings are registered with the Securities […]
PPP Loan Enforcement Begins With SBA Issuing a Borrower Questionnaire
The Small Business Administration will soon require borrowers who received Paycheck Protection Program loans greater than $2 million to complete […]
Avoiding FCPA Trouble – Hints from the DOJ’s Advisory Opinion
If you conduct business internationally, pay attention. A recent Department of Justice advisory opinion offers guidance in complying with the […]
OCC’s New “True Lender” Rule Already Having Positive Effects: Colorado Settles Long-Running “True Lender” Case
The Office of the Comptroller of Currency recently issued a proposed Final Rule concerning when a national bank is the […]